Strategy Shares Nasdaq 7HANDL ETF Ticker HNDL

Nasdaq 7HANDL INDEX ETF

Nasdaq 7HANDL INDEX ETF

powered by Nasdaq Dorsey Wright1

Strategy Shares Nasdaq 7HANDL Index ETF
Overview

The First Target Distribution ETF

The Nasdaq 7HANDL™ Index ETF is a first-of-its-kind target distribution ETF designed to seek investment results that correlate generally, before fees and expenses, to the price and yield performance of the Nasdaq 7HANDL™ Index.

The Nasdaq 7HANDL Index seeks to represent an allocation to a balanced portfolio of low-cost ETFs that provide exposure to U.S. equities, bonds and alternative investments and employs leverage in an amount equal to 23% of the total portfolio (see Disclosures below for leverage risks). To achieve this leverage, the Nasdaq 7HANDL ETF holds a total return swap on an unleveraged version of the Index, the Nasdaq 7HANDL™ Base Index.

The Nasdaq 7HANDL ETF has adopted a policy to pay monthly distributions on Fund shares at a target rate that represents an annualized payout of approximately 7.0% on the Fund’s per-share net asset value on the date of a distribution’s declaration. All or a portion of a distribution may consist of a return of capital from the original investment and the distribution rate may be modified at any time.

Highlights

CORE PORTFOLIO & DORSEY WRIGHT EXPLORE PORTFOLIO

A well-diversified, multi-asset portfolio of relatively low-cost exchange-traded funds (“ETFs”).

7% DISTRIBUTION RATE PAID MONTHLY

7% DISTRIBUTION RATE PAID MONTHLY

All or a portion of a distribution may consist of a return of capital from the original investment and the distribution rate may be modified at any time.

Index Methodology

The index consists of ETFs that are split into two equally-weighted categories, a Core Portfolio and a Dorsey Wright Explore Portfolio.1

CORE PORTFOLIO

Long-Term Focus

Embeds a long-term focus by providing broad exposure to the U.S. fixed-income and equity markets. Allocations are fixed at 70% U.S. aggregate fixed-income and 30% US large cap equity.

Allocated to low-cost ETFs providing broad exposure to U.S. aggregate fixed-income and U.S. large capitalization equity.

Rebalanced Monthly

DORSEY WRIGHT EXPLORE PORTFOLIO1

Tactical Allocation

Embeds a tactical allocation to asset categories that have historically provided high levels of current income. Weighed on a monthly basis using a proprietary Dorsey Wright asset allocation methodology.

Allocated to one ETF in each of 12 categories that have historically provided high levels of income.

Reweighted Monthly

Strategy Shares Nasdaq 7HANDL ETF

Index of 19 ETFs representing an estimated 20,000 individual underlying securities

Up to 23% Use of Leverage

Use of up to 23% use of leverage which may increase the potential risk and return profile of the investment. This may cause the Fund to have higher expenses than those funds that do not use leverage.

7% DISTRIBUTION RATE PAID MONTHLY

7% Managed Distribution Rate, Paid Monthly

The Nasdaq 7HANDL ETF may help investors draw down their assets during their retirement years, andoffers the potential to earn a return that offers the opportunity to support the distribution. All or a portion of a distribution may consist of a return of capital from the original investment; the distribution rate may be modified at any time, and may consist of a return of capital.

Disclosures

HANDLS™ and HANDL™ are trademarks of Bryant Avenue Ventures LLC and have been licensed for use by Rational Advisors, Inc.

1The Dorsey Wright Explore Portfolio uses a tactical asset allocation methodology developed in consultation with Nasdaq Dorsey Wright Investment Research & Analysis that seeks to incorporate momentum, yield and risk.

Shareholders should not assume that the source of a distribution from the Fund is net profit. Shareholders should note that return of capital will reduce the tax basis of their shares and potentially increase the taxable gain, if any, upon disposition of their shares.

Shares of this ETF are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. Brokerage commissions will reduce returns.

Investors should carefully consider the investment objectives, risks, charges and expenses of the Nasdaq 7HANDL ETF. This and other important information about the Fund is contained in the full or summary prospectus, which can be obtained by calling (855) HSS-ETFS (855-477-3837) or at www.StrategySharesETFs.com. The Strategy Shares are distributed by Foreside Fund Services, LLC, which is not affiliated with Rational Advisors, Inc., or any of its affiliates.

Investment in a fund of funds is subject to the risks and expenses of the underlying funds. Diversification and asset allocation may not protect against market risk or loss of principal. Certain sectors and markets perform exceptionally well based on current market conditions and the Nasdaq 7HANDL ETF can benefit from that performance. Achieving such exceptional returns involves the risk of volatility and investors should not expect that such results will be repeated. The use of leverage can amplify the effects of market volatility on the fund’s share price and make the fund’s returns more volatile. The use of leverage may cause the fund to liquidate portfolio positions when it would not be advantageous to do so in order to satisfy its obligations. The use of leverage may also cause the fund to have higher expenses than those of funds that do not use such techniques.

Holdings
EffectiveDate FundCusip EntityName HoldingName Ticker MarketValue% MarketValue SharesQuantity SecurityID SecuritySedol SecurityISIN
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF CASH AND CASH EQUIVALENTS 7.909983% 716114.75 716114.75
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF XTRACKERS USD ETF HYLB 7.706311% 697675.68 14544.0000 233051432 BZCGC26 US2330514322
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF FIDELITY UTILITIES ETF FUTY 2.452214% 222006.40 5936.0000 316092865 BFWLBQ8 US3160928657
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF GLOBAL X MLP ETF MLPA 0.938564% 84971.04 10032.0000 37950E473 B828NV9 US37950E4733
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF HORIZONS NASDAQ-100 COVER QYLD 6.006541% 543790.40 23840.0000 44053G108 BDZTVQ5 US44053G1085
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF INVESCO QQQ TRUST S1 QQQ US 6.633007% 600506.24 3728.0000 46090E103 BDQYP67 US46090E1038
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF INVESCO TAXABLE MUNI BAB us 2.595174% 234948.96 8016.0000 46138G805 BZ03L77 US46138G8050
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF ISHARES CORE S&P 500 ETF IVV 2.179589% 197324.80 752.0000 464287200 2593025 US4642872000
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF ISHARES CORE U.S. AGGREGA AGG 10.932259% 989730.56 9376.0000 464287226 2897404 US4642872265
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF ISHARES US PREFERRED STOC PFF 2.785169% 252149.76 7296.0000 464288687 B1FLNF0 US4642886877
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF ISHARES CORE GROWTH ALLOC AOR 1.228246% 111196.80 2640.0000 464289867 B3FFS95 US4642898674
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF SPDR PORTFOLIO ETF SPAB 10.922518% 988848.64 35776.0000 78464A649 B1Y9J13 US78464A6495
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF SPDR DOUBLELINE TOTAL RET TOTL 7.761193% 702644.32 14896.0000 78467V848 BVZJ5T2 US78467V8485
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF SCHWAB US LARGE-CAP ETF SCHX 2.177694% 197153.28 3184.0000 808524201 B59L0B9 US8085242019
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF SCHWAB U.S. AGGREGATE BON SCHZ 10.921309% 988739.20 19696.0000 808524839 B40TBX4 US8085248396
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF SCHWAB U.S. REIT ETF SCHH 2.149554% 194605.60 4720.0000 808524847 B3R0QY9 US8085248479
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF VANGUARD DIVID ETF VIG 1.583072% 143320.32 1408.0000 921908844 B13V1N6 US9219088443
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF VANGUARD MORTGAGE-BACKED VMBS 7.786209% 704909.12 13792.0000 92206C771 B4KVGF7 US92206C7719
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF VANGUARD INTERMEDIATE-TER VCIT 3.223421% 291826.08 3536.0000 92206C870 B4KH912 US92206C8709
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF VANGUARD S&P 500 ETF VOO 2.157600% 195334.08 816.0000 922908363 BF2GMJ3 US9229083632
12/17/2018 86280R506 NASDAQ 7 HANDL INDEX ETF NASDAQ 7 HANDL TRS -0.049629% -4493.05 3431993.1500 NQ7HANDLT
Pricing
ETF Data
As of: 12/14/2018
NAV 22.62
Shares Outstanding 400000.00
Total Net Assets 9046311.38
Premium Discount
Ticker: HNDL
Fund Name Strategy Shares Nasdaq 7 Handl
Rate Date 12/14/2018
NAV 22.62
Market Price 22.72
Premium Discount % 0.44
PORTFOLIO PROFILE
Ticker HNDL
IOPV1 Symbols HNDL.IV
CUSIP 86280R506
Inception 1/16/2018
Exchange Nasdaq
Gross Expense Ratio 0.96%
Distributions
Amount per Share Declaration Date NAV Distribution Type Declaration Date Ex-Date Record Date Payable Date Available Notice
$0.133350* $22.86 (based on 12/11/18 NAV) Ordinary Income 12/12/2018 12/13/2018 12/14/2018 12/17/2018
$0.135334* $23.20 (based on 11/11/18 NAV) Ordinary Income 11/12/2018 11/13/2018 11/14/2018 11/15/2018
$0.138075* $23.67 (based on 10/9/18 NAV) Ordinary Income 10/10/2018 10/11/2018 10/12/2018 10/15/2018
$0.14105* $24.18 (based on 9/12/18 NAV) Ordinary Income 9/13/2018 9/14/2018 9/17/2018 9/18/2018
$0.141459* $24.25 (based on 8/9/18 NAV) Ordinary Income 8/10/2018 8/13/2018 8/14/2018 8/15/2018
$0.140875* $24.15 (based on 7/11/18 NAV) Ordinary Income 7/12/2018 7/13/2018 7/16/2018 7/17/2018
$0.140875* $24.15 (based on 6/11/18 NAV) Ordinary Income 6/12/2018 6/13/2018 6/14/2018 6/15/2018
$0.139884* $23.98 (based on 5/9/18 NAV) Ordinary Income 5/10/2018 5/11/2018 5/14/2018 5/15/2018
$0.140700* $24.12 (based on 4/10/18 NAV) Ordinary Income 4/11/2018 4/11/2018 4/13/2018 4/16/2018
$0.143616* $24.62 (based on 3/9/18 NAV) Ordinary Income 3/12/2018 3/13/2018 3/14/2018 3/15/2018
$0.140292* $24.05 (based on 2/9/18 NAV) Ordinary Income 2/12/2018 2/13/2018 2/14/2018 2/15/2018

All or a portion of a distribution may consist of a return of capital. Shareholders should not assume that the source of a distribution from the Fund is net profit. Shareholders should note that return of capital will reduce the tax basis of their shares and potentially increase the taxable gain, if any, upon disposition of their shares.

* A portion of the distribution consists of a return of capital.

Premium/Discount
Performance
Strategy Shares Nasdaq 7 Handl Index ETF   Cumulative (%) as of 11/30/2018       Annualized (%) as of 9/30/2018      
YTD 1 Mo. 3 Mos. 6 Mos. 1 Yr 3 Yr 5 Yr Since Inception
Total Funds (NAV) 0.64 -3.82 -0.93 0.72
Total Funds (Market Price) 0.07 -4.47 -1.99 1.04
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