The Nasdaq 7HANDL™ Index ETF is a first-of-its-kind target distribution ETF designed to seek investment results that correlate generally, before fees and expenses, to the price and yield performance of the Nasdaq 7HANDL™ Index.
The Nasdaq 7HANDL Index seeks to represent an allocation to a balanced portfolio of low-cost ETFs that provide exposure to U.S. equities, bonds and alternative investments and employs leverage in an amount equal to 23% of the total portfolio (see Disclosures below for leverage risks). To achieve this leverage, the Nasdaq 7HANDL ETF holds a total return swap on an unleveraged version of the Index, the Nasdaq 7HANDL™ Base Index.
The Nasdaq 7HANDL ETF has adopted a policy to pay monthly distributions on Fund shares at a target rate that represents an annualized payout of approximately 7.0% on the Fund’s per-share net asset value on the date of a distribution’s declaration. All or a portion of a distribution may consist of a return of capital from the original investment and the distribution rate may be modified at any time.
All or a portion of a distribution may consist of a return of capital from the original investment and the distribution rate may be modified at any time.
The index consists of ETFs that are split into two equally-weighted categories, a Core Portfolio and a Dorsey Wright Explore Portfolio.1
Long-Term Focus
Embeds a long-term focus by providing broad exposure to the U.S. fixed-income and equity markets. Allocations are fixed at 70% U.S. aggregate fixed-income and 30% US large cap equity.
Tactical Allocation
Embeds a tactical allocation to asset categories that have historically provided high levels of current income. Weighed on a monthly basis using a proprietary Dorsey Wright asset allocation methodology.
Index of 19 ETFs representing an estimated 20,000 individual underlying securities
The Nasdaq 7HANDL ETF may help investors draw down their assets during their retirement years, andoffers the potential to earn a return that offers the opportunity to support the distribution. All or a portion of a distribution may consist of a return of capital from the original investment; the distribution rate may be modified at any time, and may consist of a return of capital.
Disclosures
HANDLS™ and HANDL™ are trademarks of Bryant Avenue Ventures LLC and have been licensed for use by Rational Advisors, Inc.
1The Dorsey Wright Explore Portfolio uses a tactical asset allocation methodology developed in consultation with Nasdaq Dorsey Wright Investment Research & Analysis that seeks to incorporate momentum, yield and risk.
Shareholders should not assume that the source of a distribution from the Fund is net profit. Shareholders should note that return of capital will reduce the tax basis of their shares and potentially increase the taxable gain, if any, upon disposition of their shares.
Shares of this ETF are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. Brokerage commissions will reduce returns.
Investors should carefully consider the investment objectives, risks, charges and expenses of the Nasdaq 7HANDL ETF. This and other important information about the Fund is contained in the full or summary prospectus, which can be obtained by calling (855) HSS-ETFS (855-477-3837) or at www.StrategySharesETFs.com. The Strategy Shares are distributed by Foreside Fund Services, LLC, which is not affiliated with Rational Advisors, Inc., or any of its affiliates.
Investment in a fund of funds is subject to the risks and expenses of the underlying funds. Diversification and asset allocation may not protect against market risk or loss of principal. Certain sectors and markets perform exceptionally well based on current market conditions and the Nasdaq 7HANDL ETF can benefit from that performance. Achieving such exceptional returns involves the risk of volatility and investors should not expect that such results will be repeated. The use of leverage can amplify the effects of market volatility on the fund’s share price and make the fund’s returns more volatile. The use of leverage may cause the fund to liquidate portfolio positions when it would not be advantageous to do so in order to satisfy its obligations. The use of leverage may also cause the fund to have higher expenses than those of funds that do not use such techniques.
| EffectiveDate | FundCusip | EntityName | HoldingName | Ticker | MarketValue% | MarketValue | SharesQuantity | SecurityID | SecuritySedol | SecurityISIN | AssetGroup | CouponRate | MaturityDate | Principal |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | CASH AND CASH EQUIVALENTS | 9.906110% | 9588218.89 | 9588218.89 | ||||||||
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | XTRACKERS USD ETF | HYLB | 5.900460% | 5711112.00 | 115376.0000 | 233051432 | BZCGC26 | US2330514322 | Mutual Fund | 0.000000000 | 115376.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | FIDELITY UTILITIES ETF | FUTY | 1.480545% | 1433034.18 | 34506.0000 | 316092865 | BFWLBQ8 | US3160928657 | Mutual Fund | 0.000000000 | 34506.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | GLOBAL X MLP ETF | MLPA | 0.434555% | 420609.90 | 14635.0000 | 37954Y343 | BMCJ8P9 | US37954Y3430 | Mutual Fund | 0.000000000 | 14635.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | GLOBAL X NASDAQ-100 COVER | QYLD | 7.192345% | 6961540.04 | 311339.0000 | 37954Y483 | BJ16T46 | US37954Y4834 | Mutual Fund | 0.000000000 | 311339.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | GLOBAL X U.S. | PFFD | 4.267104% | 4130171.04 | 161904.0000 | 37954Y657 | BZ0WZ61 | US37954Y6573 | Mutual Fund | 0.000000000 | 161904.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | HARTFORD TOTAL | HTRB | 7.327477% | 7092335.58 | 169917.0000 | 41653L305 | BD0YTX8 | US41653L3050 | Mutual Fund | 0.000000000 | 169917.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | INVESCO QQQ TRUST S1 | QQQ US | 7.076154% | 6849077.73 | 23259.0000 | 46090E103 | BDQYP67 | US46090E1038 | Mutual Fund | 0.000000000 | 23259.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | INVESCO TAXABLE MUNI | BAB us | 3.159413% | 3058026.64 | 92276.0000 | 46138G805 | BZ03L77 | US46138G8050 | Mutual Fund | 0.000000000 | 92276.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | ISHARES CORE S&P | ITOT | 2.434840% | 2356705.12 | 28336.0000 | 464287150 | 2342164 | US4642871507 | Mutual Fund | 0.000000000 | 28336.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | ISHARES MBS ETF | MBB | 7.205256% | 6974037.10 | 63314.0000 | 464288588 | B1VKHR1 | US4642885887 | Mutual Fund | 0.000000000 | 63314.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | SPDR PORTFOLIO ETF | SPAB | 10.192982% | 9865885.75 | 320425.0000 | 78464A649 | B1Y9J13 | US78464A6495 | Mutual Fund | 0.000000000 | 320425.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | SCHWAB U.S. AGGREGATE BON | SCHZ | 10.199958% | 9872637.39 | 176077.0000 | 808524839 | B40TBX4 | US8085248396 | Mutual Fund | 0.000000000 | 176077.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | SCHWAB U.S. REIT ETF | SCHH | 0.217171% | 210201.60 | 5520.0000 | 808524847 | B3R0QY9 | US8085248479 | Mutual Fund | 0.000000000 | 5520.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | VANGUARD DIVID ETF | VIG | 1.128793% | 1092569.94 | 7854.0000 | 921908844 | B13V1N6 | US9219088443 | Mutual Fund | 0.000000000 | 7854.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | VANGUARD TOTAL BOND MARKE | BND | 10.193551% | 9866436.58 | 111839.0000 | 921937835 | B1VZBS5 | US9219378356 | Mutual Fund | 0.000000000 | 111839.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | VANGUARD INTERMEDIATE-TER | VCIT | 5.479879% | 5304028.08 | 54839.0000 | 92206C870 | B4KH912 | US92206C8709 | Mutual Fund | 0.000000000 | 54839.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | VANGUARD S&P 500 ETF | VOO | 2.389498% | 2312818.20 | 6930.0000 | 922908363 | BF2GMJ3 | US9229083632 | Mutual Fund | 0.000000000 | 6930.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | VANGUARD TOTAL STOCK MARK | VTI | 2.417579% | 2339997.66 | 12474.0000 | 922908769 | 2762568 | US9229087690 | Mutual Fund | 0.000000000 | 12474.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | WISDOMTREE 90/60 US BALAN | NTSX | 0.948922% | 918470.76 | 25887.0000 | 97717Y790 | BF0WNC3 | US97717Y7904 | Mutual Fund | 0.000000000 | 25887.0000 | |
| 11/25/2020 | 86280R506 | NASDAQ 7 HANDL INDEX ETF | RECV NASDAQ 7 HANDL TRS | 0.447406% | 433048.88 | 37239618.3700 | NQ7HANDLT | Interest Rate Swaps (New) | 0.000000000 | 01/11/2021 | 37239618.3700 |
| As of: | 11/25/2020 |
| NAV | 25.16 |
| Shares Outstanding | 3900000.00 |
| Total Net Assets | 98122625.54 |
| Ticker: | HNDL |
| Fund Name | Strategy Shares Nasdaq 7 Handl |
| Rate Date | 11/25/2020 |
| NAV | 25.16 |
| Market Price | 25.22 |
| Premium Discount % | 0.24 |
| Ticker | HNDL |
| IOPV1 Symbols | HNDL.IV |
| CUSIP | 86280R506 |
| Inception | 1/16/2018 |
| Exchange | Nasdaq |
| Gross Expense Ratio | 0.96% |
| Amount per Share | Declaration Date NAV | Distribution Type | Declaration Date | Ex-Date | Record Date | Payable Date | Available Notice |
| $0.138834* | $23.80 (based on 06/11/19 NAV) | Ordinary Income | 06/12/2019 | 06/13/2019 | 06/14/2019 | 06/17/2019 |  |
| $0.137317* | $23.54 (based on 05/9/19 NAV) | Ordinary Income | 05/10/2019 | 05/13/2019 | 05/14/2019 | 05/15/2019 | |
| $0.137959* | $23.65 (based on 04/9/19 NAV) | Ordinary Income | 04/10/2019 | 04/11/2019 | 04/12/2019 | 04/15/2019 | |
| $0.135800* | $23.28 (based on 03/11/19 NAV) | Ordinary Income | 03/12/2019 | 03/13/2019 | 03/14/2019 | 03/15/2019 | |
| $0.134750* | $23.10 (based on 02/11/19 NAV) | Ordinary Income | 02/12/2019 | 02/13/2019 | 02/14/2019 | 02/15/2019 | |
| $0.132475* | $22.71 (based on 01/10/19 NAV) | Ordinary Income | 01/11/2019 | 01/14/2019 | 01/15/2019 | 01/16/2019 | |
| $0.133350* | $22.86 (based on 12/11/18 NAV) | Ordinary Income | 12/12/2018 | 12/13/2018 | 12/14/2018 | 12/17/2018 | |
| $0.135334* | $23.20 (based on 11/11/18 NAV) | Ordinary Income | 11/12/2018 | 11/13/2018 | 11/14/2018 | 11/15/2018 | |
| $0.138075* | $23.67 (based on 10/9/18 NAV) | Ordinary Income | 10/10/2018 | 10/11/2018 | 10/12/2018 | 10/15/2018 | |
| $0.14105* | $24.18 (based on 9/12/18 NAV) | Ordinary Income | 9/13/2018 | 9/14/2018 | 9/17/2018 | 9/18/2018 | |
| $0.141459* | $24.25 (based on 8/9/18 NAV) | Ordinary Income | 8/10/2018 | 8/13/2018 | 8/14/2018 | 8/15/2018 | |
| $0.140875* | $24.15 (based on 7/11/18 NAV) | Ordinary Income | 7/12/2018 | 7/13/2018 | 7/16/2018 | 7/17/2018 | |
| $0.140875* | $24.15 (based on 6/11/18 NAV) | Ordinary Income | 6/12/2018 | 6/13/2018 | 6/14/2018 | 6/15/2018 | |
| $0.139884* | $23.98 (based on 5/9/18 NAV) | Ordinary Income | 5/10/2018 | 5/11/2018 | 5/14/2018 | 5/15/2018 | |
| $0.140700* | $24.12 (based on 4/10/18 NAV) | Ordinary Income | 4/11/2018 | 4/11/2018 | 4/13/2018 | 4/16/2018 | |
| $0.143616* | $24.62 (based on 3/9/18 NAV) | Ordinary Income | 3/12/2018 | 3/13/2018 | 3/14/2018 | 3/15/2018 | |
| $0.140292* | $24.05 (based on 2/9/18 NAV) | Ordinary Income | 2/12/2018 | 2/13/2018 | 2/14/2018 | 2/15/2018 | |
All or a portion of a distribution may consist of a return of capital. Shareholders should not assume that the source of a distribution from the Fund is net profit. Shareholders should note that return of capital will reduce the tax basis of their shares and potentially increase the taxable gain, if any, upon disposition of their shares.
* A portion of the distribution consists of a return of capital.
| Strategy Shares Nasdaq 7 Handl Index ETF | Cumulative (%) as of 10/31/2020 | Annualized (%) as of 9/30/2020 | |||||||
|---|---|---|---|---|---|---|---|---|---|
| YTD | 1 Mo. | 3 Mos. | 6 Mos. | 1 Yr | 3 Yr | 5 Yr | Since Inception | ||
| Total Funds (NAV) | 5.23 | -1.38 | -1.19 | 6.81 | 9.49 | 6.58 | |||
| Total Funds (Market Price) | 5.74 | -1.13 | -0.66 | 7.28 | 9.60 | 6.64 |
The performance data quoted above represents past performance. Past performance is not a guarantee of future results. Investment return and value of the ETF shares will fluctuate so that an investor’s shares, when sold or redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than performance data quoted. Shares are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. Total Returns are calculated using the daily 4:00pm net asset value (NAV). Market returns are based on the composite closing price and do not represent the returns you would receive if you traded the shares at other times. The first trading date is typically several days after the fund inception date. Therefore, NAV is used to calculate market returns prior to the first trade date.
For more complete information on Strategy Shares, download and view a prospectus or summary prospectus now or call (855) 477-3837 for a free prospectus or summary prospectus. You should consider the fund’s investment objectives, risks, charges, and expenses carefully before you invest. Information about these and other important subjects is in the fund’s prospectus or summary prospectus, which you should read carefully before investing. Investing involves risk, including loss of principal. There is no guarantee that this, or any investment strategy, will succeed. Shares of these ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. Brokerage commissions will reduce returns.