EcoLogical Strategy ETF

About EcoLogical Strategy ETF

Overview

The Fund is an actively managed exchange-traded fund (“ETF”) and, under normal conditions, invests at least 80% of its net assets (plus borrowings for investment purposes) in the securities of ecologically-focused companies.

Ecologically-focused companies are companies that have positioned their business to respond to increased environmental legislation, cultural shifts towards environmentally conscious consumption, and capital investments in environmentally oriented projects. These companies include all companies that are components of recognized environmentally-focused indices.

There are risks involved with investing, including possible loss of principal. The ETF may trade securities actively, which could increase its transaction costs (thereby lowering its performance) and could increase the amount of taxes you owe by generating short-term gains, which may be taxed at a higher rate. The ETF’s ecological investment criteria limit the types of investments the ETF may make. This could cause the ETF to underperform other funds that do not have an ecological focus. In addition to the normal risks associated with investing, international investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principals or from social, economic or political instability in other nations. If the ETF invests more than 25% of its net assets in a particular asset class, or securities of issuers within a particular
business sector, it is subject to increased risk.

Performance
Cumulative (%) Average Annual Total Return (%)
As of 3/31/2016 As of 3/31/2016
YTD 1 Month 3 Month 6 Month 1 Year 3 Year 5 Year Since
Inception
Total Returns (NAV) -0.37 5.30 -0.37 4.71 -2.94 9.08 11.59
Total Returns (Market Price) -2.55 2.45 -2.55 4.28 -4.80 8.67 11.24

There are risks involved with investing, including possible loss of principal. The ETF may trade securities actively, which could increase its transaction costs (thereby lowering its performance) and could increase the amount of taxes you owe by generating short-term gains, which may be taxed at a higher rate. The ETF’s ecological investment criteria limit the types of investments the ETF may make. This could cause the ETF to underperform other funds that do not have an ecological focus. In addition to the normal risks associated with investing, international investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principals or from social, economic or political instability in other nations. If the ETF invests more than 25% of its net assets in a particular asset class, or securities of issuers within a particular business sector, it is subject to increased risk.

To obtain performance, current to the most recent month-end, call 855-HSS-ETFS.

1 A calculation disseminated by the stock exchange that approximates the ETF’s NAV every 15 seconds throughout the trading day.

2Contractual fee waivers are in effect until August 31, 2016.

ETF Data
As of 4/11/2016

NAV ($) 34.91
Shares Outstanding 175,000
Total Assets 6,109,625
Daily Trade Volume

Portfolio Profile

Ticker HECO
IOPV1 Symbols HECO.IV
CUSIP 446698201
Inception June 18, 2012
Exchange NYSE Arca
Net Expense Ratio 2 0.95%
Gross Expense Ratio 2.79%
Premium/Discount
Ticker Fund Name RateDate NAV Market Price Premium Discount %
HECO EcoLogical Strategy ETF 9/21/2017 41.66 41.77 0.26
Holdings
Shares Profile As of 9/20/2017          
Fund Name Ticker NAV Shares Outstanding Total Net Assets As of Date
EcoLogical Strategy ETF HECO 41.87 200000.00 8374772.78 9/20/2017
US Market Rotation Strategy ETF HUSE 38.93 1475000.00 57415382.36 9/20/2017
ECOLOGICAL STRATEGY ETF         US MKT ROTATION STRAT ETF          
As of (09/21/2017) As of (09/21/2017)
Name Ticker Syrr % of Market Value Quantity of Shares Name Ticker Syrr % of Market Value Quantity of Shares
CASH AND CASH EQUIVALENTS 1.31% 109405.27 CASH AND CASH EQUIVALENTS 10.62% 6449044.22
NVIDIA CORP NVDA 6.76% 3045.00 ISHARES SHORT TSRY BOND SHV 18.33% 100903.00
UNILEVER NV UN 3.34% 4674.00 CONSTELLATION BRANDS INC. STZ 4.52% 13622.00
BEST BUY CO. INC. BBY 3.29% 5236.00 VELOCITYSHARES DAILY INVE XIV 4.26% 27747.00
SIEMENS AG SIEGY 3.03% 3656.00 LKQ CORP LKQ 4.16% 71918.00
TEXAS INSTRUMENTS INC. TXN 2.89% 2820.00 ALPHABET INC - CLASS A GOOGL 3.84% 2459.00
MCDONALD'S CORP. MCD 2.88% 1508.00 PRICELINE GROUP INC PCLN 3.30% 1075.00
UNITEDHEALTH GROUP INC. UNH 2.81% 1201.00 TJX COMPANIES INC. TJX 3.30% 27642.00
TELECOM ITALIA TI 2.79% 24434.00 VAIL RESORTS INC MTN 3.26% 8645.00
PROLOGIS INC. PLD 2.73% 3531.00 CENTENE CORP CNC 3.21% 21460.00
UNUM GROUP UNM 2.66% 4490.00 ADOBE SYSTEMS INC. ADBE 3.20% 12978.00
3M CO. MMM 2.64% 1049.00 UNIVERSAL HEALTH SERVICES UHS 3.09% 17061.00
BAXTER INTERNATIONAL INC. BAX 2.61% 3405.00 PAYPAL HOLDINGS INC PYPL 3.03% 28477.00
HASBRO INC HAS 2.61% 2285.00 FACEBOOK INC FB 3.00% 10579.00
INGERSOLL-RAND PLC IR 2.55% 2388.00 WILLIAMS PARTNERS WPZ 2.86% 44680.00
MARSH & MCLENNAN COS INC MMC 2.54% 2579.00 ALLERGAN PLC AGN 2.67% 7712.00
HARTFORD FINANCIAL SVC HIG 2.54% 3851.00 AMAZON.COM INC. AMZN 2.56% 1599.00
AFLAC INC AFL 2.53% 2529.00 DOLLAR TREE INC DLTR 2.36% 17156.00
WASTE MANAGEMENT INC. WM 2.52% 2688.00 CHARTER COMMUNICATIONS CHTR 2.35% 3882.00
TORONTO-DOMINION BANK TD 2.51% 3778.00 BROADCOM LTD AVGO 2.28% 5692.00
JOHNSON & JOHNSON JNJ 2.47% 1554.00 CSX CORP CSX 2.27% 26149.00
ROYAL BANK OF CANADA RY 2.46% 2708.00 EXPEDIA INC EXPE 2.21% 9382.00
ECOLAB INC ECL 2.43% 1554.00 CHENIERE ENERGY INC LNG 2.06% 28467.00
BANK OF NEW YORK MELLON BK 2.36% 3770.00 ALIBABA GROUP HLD BABA 2.00% 6834.00
THE HERSHEY COMPANY HSY 2.35% 1817.00 ACTIVISION BLIZZARD INC ATVI 2.00% 18661.00
COLGATE PALMOLIVE CL 2.35% 2708.00 CREDIT ACCEPTANCE CORP CACC 1.86% 4211.00
BIOGEN INC BIIB 2.26% 593.00 MGM RESORTS INTERNATIONAL MGM 1.18% 21651.00
UPS INC. CLASS B UPS 2.19% 1554.00 PIMCO ENHANCED SHRT MATUR MINT 0.07% 422.00
ACCENTURE PLC ACN 2.11% 1282.00 ISHARES 1-3 YEAR ETF SHY 0.06% 422.00
SUN LIFE FINANCIAL INC SLF 2.11% 4538.00 VANGUARD SHORT-TERM CORP VCSH 0.05% 364.00
CA INC CA 2.05% 5261.00 VANGUARD SHORT TERM BOND BSV 0.05% 364.00
PROCTER & GAMBLE CO. PG 2.02% 1793.00 ISHARES 7-10YEAR IEF 0.00% 10.00
METLIFE INC. MET 1.99% 3325.00 ISHARES 1-3 YEAR CREDIT CSJ 0.00% 10.00
WALT DISNEY CO. DIS 1.88% 1590.00 VANGUARD SHORT-TERM ETF VGSH 0.00% 10.00
BT GROUP PLC BT 1.86% 7977.00 ISHARES FLOATING RATE ETF FLOT 0.00% 10.00
NIKE INC. CLASS B NKE 1.65% 2572.00 SCHWAB SHORT-TERM U.S ETF SCHO 0.00% 10.00
KIMCO REALTY CORP. KIM 1.60% 6868.00 GUGGENHEIM ULTRA SHORT GSY 0.00% 10.00
GENERAL MILLS INC. GIS 1.59% 2548.00 ISHARES SHORT MATURITY NEAR 0.00% 10.00
TARGET CORP. TGT 1.48% 2094.00 VANGUARD SHORT-TERM VTIP 0.00% 10.00
CVS HEALTH CORP CVS 1.47% 1520.00 SPDR BBG BARCLAYS SCPB 0.00% 10.00
CONAGRA BRANDS INC. CAG 1.41% 3507.00
BRIGHTHOUSE FINANCIAL INC BHF 0.21% 302.00
BIOVERATIV INC BIVV 0.18% 259.00