EcoLogical Strategy ETF

About EcoLogical Strategy ETF

Overview

The Fund is an actively managed exchange-traded fund (“ETF”) and, under normal conditions, invests at least 80% of its net assets (plus borrowings for investment purposes) in the securities of ecologically-focused companies.

Ecologically-focused companies are companies that have positioned their business to respond to increased environmental legislation, cultural shifts towards environmentally conscious consumption, and capital investments in environmentally oriented projects. These companies include all companies that are components of recognized environmentally-focused indices.

There are risks involved with investing, including possible loss of principal. The ETF may trade securities actively, which could increase its transaction costs (thereby lowering its performance) and could increase the amount of taxes you owe by generating short-term gains, which may be taxed at a higher rate. The ETF’s ecological investment criteria limit the types of investments the ETF may make. This could cause the ETF to underperform other funds that do not have an ecological focus. In addition to the normal risks associated with investing, international investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principals or from social, economic or political instability in other nations. If the ETF invests more than 25% of its net assets in a particular asset class, or securities of issuers within a particular
business sector, it is subject to increased risk.

Performance
Cumulative (%) Average Annual Total Return (%)
As of 3/31/2016 As of 3/31/2016
YTD 1 Month 3 Month 6 Month 1 Year 3 Year 5 Year Since
Inception
Total Returns (NAV) -0.37 5.30 -0.37 4.71 -2.94 9.08 11.59
Total Returns (Market Price) -2.55 2.45 -2.55 4.28 -4.80 8.67 11.24

There are risks involved with investing, including possible loss of principal. The ETF may trade securities actively, which could increase its transaction costs (thereby lowering its performance) and could increase the amount of taxes you owe by generating short-term gains, which may be taxed at a higher rate. The ETF’s ecological investment criteria limit the types of investments the ETF may make. This could cause the ETF to underperform other funds that do not have an ecological focus. In addition to the normal risks associated with investing, international investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principals or from social, economic or political instability in other nations. If the ETF invests more than 25% of its net assets in a particular asset class, or securities of issuers within a particular business sector, it is subject to increased risk.

To obtain performance, current to the most recent month-end, call 855-HSS-ETFS.

1 A calculation disseminated by the stock exchange that approximates the ETF’s NAV every 15 seconds throughout the trading day.

2Contractual fee waivers are in effect until August 31, 2016.

ETF Data
As of 4/11/2016

NAV ($) 34.91
Shares Outstanding 175,000
Total Assets 6,109,625
Daily Trade Volume

Portfolio Profile

Ticker HECO
IOPV1 Symbols HECO.IV
CUSIP 446698201
Inception June 18, 2012
Exchange NYSE Arca
Net Expense Ratio 2 0.95%
Gross Expense Ratio 2.79%
Premium/Discount
Ticker Fund Name RateDate NAV Market Price Premium Discount %
HECO EcoLogical Strategy ETF 8/16/2017 41.24 41.33 0.22
Holdings
Shares Profile As of 8/16/2017          
Fund Name Ticker NAV Shares Outstanding Total Net Assets As of Date
EcoLogical Strategy ETF HECO 41.24 200000.00 8248351.67 8/16/2017
US Market Rotation Strategy ETF HUSE 38.45 1375000.00 36531021.18 8/16/2017
ECOLOGICAL STRATEGY ETF         US MKT ROTATION STRAT ETF          
As of (08/16/2017) As of (08/16/2017)
Name Ticker Syrr % of Market Value Quantity of Shares Name Ticker Syrr % of Market Value Quantity of Shares
CASH AND CASH EQUIVALENTS 1.13% 92639.15 CASH AND CASH EQUIVALENTS 15.84% 5784717.15
NVIDIA CORP NVDA 6.20% 3045.00 ISHARES SHORT TSRY BOND SHV 6.41% 21212.00
BEST BUY CO. INC. BBY 3.76% 5236.00 CONSTELLATION BRANDS INC. STZ 4.08% 7490.00
UNILEVER NV UN 3.35% 4674.00 J.P. MORGAN CHASE & CO. JPM 3.98% 15687.00
TELECOM ITALIA TI 3.01% 24434.00 DEERE & CO. DE 3.92% 11248.00
MCDONALD'S CORP. MCD 2.90% 1508.00 PRICELINE GROUP INC PCLN 3.85% 756.00
SIEMENS AG SIEGY 2.88% 3656.00 MICROSOFT CORP. MSFT 3.71% 18527.00
UNITEDHEALTH GROUP INC. UNH 2.85% 1201.00 ADOBE SYSTEMS INC. ADBE 3.46% 8398.00
TEXAS INSTRUMENTS INC. TXN 2.82% 2820.00 ALPHABET INC - CLASS A GOOGL 3.42% 1333.00
UNUM GROUP UNM 2.74% 4490.00 WELLS FARGO & CO. WFC 3.38% 23352.00
HASBRO INC HAS 2.74% 2285.00 LENNAR CORP. LEN 3.21% 21652.00
HARTFORD FINANCIAL SVC HIG 2.67% 3851.00 FACEBOOK INC FB 3.17% 6769.00
PROLOGIS INC. PLD 2.66% 3531.00 BANK OF AMERICA CORP. BAC 3.04% 45312.00
3M CO. MMM 2.65% 1049.00 WILLIAMS PARTNERS WPZ 2.99% 28545.00
JOHNSON & JOHNSON JNJ 2.53% 1554.00 AMAZON.COM INC. AMZN 2.78% 1032.00
BAXTER INTERNATIONAL INC. BAX 2.52% 3405.00 VELOCITYSHARES DAILY INVE XIV 2.73% 11797.00
INGERSOLL-RAND PLC IR 2.51% 2388.00 BROADCOM LTD AVGO 2.70% 3891.00
AFLAC INC AFL 2.50% 2529.00 ALLERGAN PLC AGN 2.70% 4259.00
ECOLAB INC ECL 2.48% 1554.00 UNIVERSAL HEALTH SERVICES UHS 2.43% 8214.00
WASTE MANAGEMENT INC. WM 2.48% 2688.00 CENTENE CORP CNC 2.28% 10048.00
MARSH & MCLENNAN COS INC MMC 2.46% 2579.00 ACTIVISION BLIZZARD INC ATVI 2.00% 11788.00
BANK OF NEW YORK MELLON BK 2.44% 3770.00 MICRON TECHNOLOGY INC. MU 1.70% 20922.00
ROYAL BANK OF CANADA RY 2.42% 2708.00 PIMCO ENHANCED SHRT MATUR MINT 0.08% 275.00
COLGATE PALMOLIVE CL 2.37% 2708.00 ISHARES 1-3 YEAR ETF SHY 0.06% 275.00
THE HERSHEY COMPANY HSY 2.35% 1817.00 VANGUARD SHORT-TERM CORP VCSH 0.05% 238.00
TORONTO-DOMINION BANK TD 2.32% 3778.00 VANGUARD SHORT TERM BOND BSV 0.05% 238.00
UPS INC. CLASS B UPS 2.16% 1554.00 ISHARES 7-10YEAR IEF 0.00% 10.00
SUN LIFE FINANCIAL INC SLF 2.13% 4538.00 ISHARES 1-3 YEAR CREDIT CSJ 0.00% 10.00
CA INC CA 2.08% 5261.00 VANGUARD SHORT-TERM ETF VGSH 0.00% 10.00
BIOGEN INC BIIB 2.08% 593.00 ISHARES FLOATING RATE ETF FLOT 0.00% 10.00
ACCENTURE PLC ACN 2.02% 1282.00 SCHWAB SHORT-TERM U.S ETF SCHO 0.00% 10.00
PROCTER & GAMBLE CO. PG 2.01% 1793.00 GUGGENHEIM ULTRA SHORT GSY 0.00% 10.00
WALT DISNEY CO. DIS 1.97% 1590.00 ISHARES SHORT MATURITY NEAR 0.00% 10.00
METLIFE INC. MET 1.94% 3325.00 VANGUARD SHORT-TERM VTIP 0.00% 10.00
BT GROUP PLC BT 1.88% 7977.00 SPDR BBG BARCLAYS SCPB 0.00% 10.00
NIKE INC. CLASS B NKE 1.84% 2572.00 BLACKROCK BLK 4.28% 3637.00
GENERAL MILLS INC. GIS 1.78% 2548.00 CSX CORP CSX 2.33% 16710.00
KIMCO REALTY CORP. KIM 1.65% 6868.00 DOLLAR TREE INC DLTR 2.82% 13849.00
CONAGRA BRANDS INC. CAG 1.49% 3507.00 LKQ CORP LKQ 3.55% 38411.00
CVS HEALTH CORP CVS 1.47% 1520.00 METLIFE INC. MET 2.99% 22824.00
TARGET CORP. TGT 1.39% 2094.00
BRIGHTHOUSE FINANCIAL INC BHF 0.21% 302.00
BIOVERATIV INC BIVV 0.18% 259.00