EcoLogical Strategy ETF

About EcoLogical Strategy ETF

Overview

The Fund is an actively managed exchange-traded fund (“ETF”) and, under normal conditions, invests at least 80% of its net assets (plus borrowings for investment purposes) in the securities of ecologically-focused companies.

Ecologically-focused companies are companies that have positioned their business to respond to increased environmental legislation, cultural shifts towards environmentally conscious consumption, and capital investments in environmentally oriented projects. These companies include all companies that are components of recognized environmentally-focused indices.

There are risks involved with investing, including possible loss of principal. The ETF may trade securities actively, which could increase its transaction costs (thereby lowering its performance) and could increase the amount of taxes you owe by generating short-term gains, which may be taxed at a higher rate. The ETF’s ecological investment criteria limit the types of investments the ETF may make. This could cause the ETF to underperform other funds that do not have an ecological focus. In addition to the normal risks associated with investing, international investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principals or from social, economic or political instability in other nations. If the ETF invests more than 25% of its net assets in a particular asset class, or securities of issuers within a particular
business sector, it is subject to increased risk.

Performance
Cumulative (%) Average Annual Total Return (%)
As of 3/31/2016 As of 3/31/2016
YTD 1 Month 3 Month 6 Month 1 Year 3 Year 5 Year Since
Inception
Total Returns (NAV) -0.37 5.30 -0.37 4.71 -2.94 9.08 11.59
Total Returns (Market Price) -2.55 2.45 -2.55 4.28 -4.80 8.67 11.24

There are risks involved with investing, including possible loss of principal. The ETF may trade securities actively, which could increase its transaction costs (thereby lowering its performance) and could increase the amount of taxes you owe by generating short-term gains, which may be taxed at a higher rate. The ETF’s ecological investment criteria limit the types of investments the ETF may make. This could cause the ETF to underperform other funds that do not have an ecological focus. In addition to the normal risks associated with investing, international investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principals or from social, economic or political instability in other nations. If the ETF invests more than 25% of its net assets in a particular asset class, or securities of issuers within a particular business sector, it is subject to increased risk.

To obtain performance, current to the most recent month-end, call 855-HSS-ETFS.

1 A calculation disseminated by the stock exchange that approximates the ETF’s NAV every 15 seconds throughout the trading day.

2Contractual fee waivers are in effect until August 31, 2016.

ETF Data
As of 4/11/2016

NAV ($) 34.91
Shares Outstanding 175,000
Total Assets 6,109,625
Daily Trade Volume

Portfolio Profile

Ticker HECO
IOPV1 Symbols HECO.IV
CUSIP 446698201
Inception June 18, 2012
Exchange NYSE Arca
Net Expense Ratio 2 0.95%
Gross Expense Ratio 2.79%
Premium/Discount
Ticker Fund Name RateDate NAV Market Price Premium Discount %
HECO EcoLogical Strategy ETF 6/22/2017 40.04 40.01 -0.07
Holdings
Shares Profile As of 6/22/2017          
Fund Name Ticker NAV Shares Outstanding Total Net Assets As of Date
EcoLogical Strategy ETF HECO 40.04 200000.00 8007424.94 6/22/2017
US Market Rotation Strategy ETF HUSE 38.25 575000.00 21991502.75 6/22/2017
ECOLOGICAL STRATEGY ETF         US MKT ROTATION STRAT ETF          
As of (06/22/2017) As of (06/22/2017)
Name Ticker Syrr % of Market Value Quantity of Shares Name Ticker Syrr % of Market Value Quantity of Shares
CASH AND CASH EQUIVALENTS 1.16% 92812.10 CASH AND CASH EQUIVALENTS 8.56% 1888355.92
NVIDIA CORP NVDA 6.04% 3045.00 FACEBOOK INC FB 6.49% 9302.00
BEST BUY CO. INC. BBY 3.59% 5236.00 ALTRIA GROUP INC. MO 5.55% 15897.00
UNILEVER NV UN 3.25% 4674.00 AMAZON.COM INC. AMZN 4.82% 1060.00
HASBRO INC HAS 3.16% 2285.00 VISA INC. CLASS A V 4.81% 11214.00
SIEMENS AG SIEGY 3.15% 3656.00 COSTCO WHOLESALE CORP. COST 4.25% 5742.00
MCDONALD'S CORP. MCD 2.88% 1508.00 EXXON MOBIL CORP. XOM 4.17% 11299.00
TELECOM ITALIA TI 2.83% 24434.00 EQUITY RESIDENTIAL EQR 3.93% 12736.00
TEXAS INSTRUMENTS INC. TXN 2.80% 2820.00 NETFLIX.COM INC. NFLX 3.72% 5297.00
3M CO. MMM 2.78% 1049.00 INTEL CORP. INTC 3.54% 22564.00
UNITEDHEALTH GROUP INC. UNH 2.76% 1201.00 UNITEDHEALTH GROUP INC. UNH 3.49% 4160.00
INGERSOLL-RAND PLC IR 2.69% 2388.00 AMERICAN TOWER CORP. REIT AMT 3.37% 5691.00
JOHNSON & JOHNSON JNJ 2.61% 1554.00 STARBUCKS CORP SBUX 3.25% 11948.00
UNUM GROUP UNM 2.56% 4490.00 PRICELINE GROUP INC PCLN 3.16% 373.00
ECOLAB INC ECL 2.56% 1554.00 IPATH S&P 500 VIX FUT ETN VXX 3.00% 51797.00
PROLOGIS INC. PLD 2.55% 3531.00 CSX CORP CSX 2.97% 12556.00
COLGATE PALMOLIVE CL 2.55% 2708.00 ALPHABET INC - CLASS C GOOG 2.91% 668.00
MARSH & MCLENNAN COS INC MMC 2.55% 2579.00 SALESFORCE.COM INC. CRM 2.80% 7051.00
BAXTER INTERNATIONAL INC. BAX 2.54% 3405.00 MICROSOFT CORP. MSFT 2.79% 8772.00
THE HERSHEY COMPANY HSY 2.52% 1817.00 GOLDMAN SACHS GROUP INC. GS 2.37% 2350.00
HARTFORD FINANCIAL SVC HIG 2.48% 3851.00 REGIONS FINANCIAL CORP. RF 2.19% 34583.00
WASTE MANAGEMENT INC. WM 2.46% 2688.00 BROADCOM LTD AVGO 2.05% 1849.00
AFLAC INC AFL 2.45% 2529.00 PIONEER NATURAL RESOURCES PXD 1.75% 2494.00
ROYAL BANK OF CANADA RY 2.36% 2708.00 TESLA INC TSLA 1.66% 975.00
CA INC CA 2.34% 5261.00 ISHARES SHORT TSRY BOND SHV 0.65% 1299.00
BANK OF NEW YORK MELLON BK 2.33% 3770.00 PIMCO ENHANCED SHRT MATUR MINT 0.08% 170.00
TORONTO-DOMINION BANK TD 2.29% 3778.00 ISHARES 1-3 YEAR ETF SHY 0.07% 170.00
METLIFE INC. MET 2.17% 3325.00 VANGUARD SHORT-TERM CORP VCSH 0.05% 148.00
UPS INC. CLASS B UPS 2.11% 1554.00 VANGUARD SHORT TERM BOND BSV 0.05% 148.00
WALT DISNEY CO. DIS 2.07% 1590.00 ISHARES 7-10YEAR IEF 0.00% 10.00
BIOGEN INC BIIB 2.06% 593.00 ISHARES 1-3 YEAR CREDIT CSJ 0.00% 10.00
ACCENTURE PLC ACN 2.03% 1282.00 VANGUARD SHORT-TERM ETF VGSH 0.00% 10.00
PROCTER & GAMBLE CO. PG 1.99% 1793.00 ISHARES FLOATING RATE ETF FLOT 0.00% 10.00
SUN LIFE FINANCIAL INC SLF 1.90% 4538.00 SCHWAB SHORT-TERM U.S ETF SCHO 0.00% 10.00
BT GROUP PLC BT 1.80% 7977.00 GUGGENHEIM ENHANCED GSY 0.00% 10.00
GENERAL MILLS INC. GIS 1.78% 2548.00 ISHARES SHORT MATURITY NEAR 0.00% 10.00
NIKE INC. CLASS B NKE 1.68% 2572.00 VANGUARD SHORT-TERM VTIP 0.00% 10.00
CONAGRA BRANDS INC. CAG 1.64% 3507.00 SPDR BBG BARCLAYS SCPB 0.00% 10.00
KIMCO REALTY CORP. KIM 1.50% 6868.00 BANK OF AMERICA CORP. BAC 2.72% 25898.00
CVS HEALTH CORP CVS 1.48% 1520.00 J.P. MORGAN CHASE & CO. JPM 3.74% 9459.00
TARGET CORP. TGT 1.32% 2094.00 NEXTERA ENERGY INC NEE 5.03% 7879.00
BIOVERATIV INC BIVV 0.20% 259.00